Head of Compliance and MLRO (PCF12 & 52) Head of Compliance and MLRO (PCF12 & 52) 2 days ago Be among the first 25 applicants Direct message the job poster from Phoenix - Your Professional Search Partner Co-Founder and Non-Executive Director at Phoenix | Qualified Solicitor | In House Legal, HR and Compliance | Search Expert | ruth@phoenixsearch.com |… *** EXCLUSIVE TO PHOENIX - PCF 12 & 52 *** Our Client: An established, market-disrupting global Fintech organisation scaling its first Irish operation. The Opportunity: Lead the Compliance function for a Fintech provider who is a true leader in its space. A key member of the senior management team Career development as part of the organisation's ongoing phenomenal growth story Competitive package Dublin City offices - Hybrid model Key Duties & Responsibilities: Own, lead and manage the Compliance and MLRO functions in line with all relevant compliance and regulatory requirements ( PCF12 and PCF52). Lead and oversee the execution of an appropriate compliance and monitoring programme, to include a holistic business review and risk assessment and identification and escalation of any issues as appropriate. Execute and implement relevant compliance processes, plans, and policies to include, but not limited to, Market Abuse, AML/CTF, Anti-Business & Corruption, Order Execution, Conduct Risk, Complaints Handling, Anti-Fraud, F&P, SEAR/IAF, Conflicts of Interest, Whistleblowing, and Breaches log. Stay abreast of relevant regulatory development, market trends, and technological advancements to maintain compliance and enhance competitiveness. Act as the main Compliance point of contact and provide expert advice and assistance for relevant projects, new products and business proposals. Provide relevant compliance/MLRO advice to all business units as appropriate. Oversee all AML/CTF requirements and sanctions including KYC and onboarding activities, and deciding and as appropriate actioning STR filings with the Central Bank. Prepare and present detailed management reports to the Board and internal committees. Oversee engagement with the Central Bank and other relevant supervisory authorities. Provide relevant training to staff as appropriate. Mentor and guide junior compliance staff. Promote a compliance culture throughout the organization. Key Skills & Responsibilities: 9+ years’ experience in a compliance role. Minimum 2:1 degree in a relevant field. Prior experience holding a PCF-12 & 52 function within a MiFID Investment firm - with a focus on equities / CFD’s - is highly advantageous. Experience of multi-lateral trading facilities, exchanges, and algorithmic trading tools prevalent in a regulated environment. Proven interest in the retail brokerage industry. Extensive, up-to-date knowledge of relevant market practices and regulatory requirements, including IFR/IFD. Excellent written and verbal communication skills. A proven ability to explain complex regulatory concepts clearly and effectively. Proven ability to work under pressure and deliver in a deadline-driven environment. Detail-oriented, proactive, solutions-focused, and adaptable. Proven leadership and mentoring skills. Seniority level Seniority level Not Applicable Employment type Employment type Full-time Job function Job function Project Management and General Business Industries Financial Services, Business Consulting and Services, and Securities and Commodity Exchanges Referrals increase your chances of interviewing at Phoenix - Your Professional Search Partner by 2x Sign in to set job alerts for “Head of Compliance” roles. Continue with Google Continue with Google Continue with Google Continue with Google Dublin, County Dublin, Ireland 1 week ago Senior Vice President, Regulatory Oversight Management Dublin, County Dublin, Ireland 3 days ago Head of Financial Crime (Group Compliance) Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland 2 weeks ago Head of Anti-Money Laundering (PCF-52) - Fund Services Head of Risk Containment, Trust & Safety Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland 3 weeks ago Head of Legal and Compliance - Exclusive Assignment Dublin, County Dublin, Ireland 3 weeks ago Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 3 weeks ago Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 1 week ago Senior Managing Counsel – Head of Legal Ireland Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 4 days ago Dublin, County Dublin, Ireland 5 days ago District Manager - South/Southeast Ireland Director of Product - Compliance Technology Dublin, County Dublin, Ireland 3 weeks ago Head of Textiles Product Quality and Compliance Dublin, County Dublin, Ireland 5 days ago Dublin, County Dublin, Ireland 4 days ago Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 5 days ago Maynooth, County Kildare, Ireland 3 weeks ago HEAD OF RISK – INFRASTRUCTURE / CAPITAL DELIVERY PROJECTS (DUBLIN) Dublin, County Dublin, Ireland 2 weeks ago Head of 1st Line Financial Risk & Liquidity Management Dublin, County Dublin, Ireland 3 weeks ago We’re unlocking community knowledge in a new way. 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3 days ago Be among the first 25 applicants Direct message the job poster from Phoenix - Your Professional Search Partner Senior Principal - Asset Management and Investment Funds Expression of interest - Head of Compliance & MLRO We are partnering with a disruptive, tech-led investment platform that has redefined access to the financial markets and is now seeking an experienced Compliance Leader as part of its new Irish expansion. The Role: This is a senior leadership position responsible for directing the compliance agenda within a regulated investment firm. The successful candidate will ensure regulatory alignment across all areas of the business, contribute to strategic risk decisions, and lead interactions with supervisory bodies. Responsibilities: Lead the firm’s compliance activities and oversee adherence to regulatory frameworks across Ireland and international jurisdictions. Manage all matters related to AML/CTF, sanctions screening, and client onboarding reviews. Oversee surveillance relating to market conduct and trading activity. Take the lead in preparing and maintaining regulatory policies and procedures. Provide compliance input into new business initiatives, product launches, and client propositions. Develop and implement a risk-based compliance monitoring plan, with regular reporting to senior management. Act as the primary point of contact for regulators and manage regulatory inspections or responses. Suitability: Minimum 10 years in compliance, ideally in a MiFID-regulated environment, with prior PCF-12/52 approval. Product knowledge and prior experience of equities / CFD’s. Experience with trading platforms, execution venues, or algorithmic trading controls. Deep understanding of key European regulatory frameworks including MAR, MiFID II, IFD/IFR. Background in handling regulatory queries, reviews, and reporting with the Central Bank of Ireland (CBI) Skilled in drafting internal policies, advising senior stakeholders, and training staff on regulatory change. Strong academic background (e.g. degree within a relevant field, e.g. Law, Business, Economics). For a confidential discussion on this role, please get in contact via email rory@phoenixsearch.com Seniority level Seniority level Director Employment type Employment type Full-time Job function Job function Finance, Information Technology, and Product Management Industries Technology, Information and Media, Financial Services, and Business Consulting and Services Referrals increase your chances of interviewing at Phoenix - Your Professional Search Partner by 2x Sign in to set job alerts for “Head of Compliance” roles. Dublin, County Dublin, Ireland 6 days ago Head of Legal & Compliance, FMCG, Dublin Dublin, County Dublin, Ireland 3 weeks ago Head of Anti-Money Laundering (PCF-52) - Fund Services Dublin, County Dublin, Ireland 1 week ago Head of Risk Containment, Trust & Safety Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 2 weeks ago Head of Legal and Compliance - Exclusive Assignment Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland 3 days ago Dublin, County Dublin, Ireland 4 days ago Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 6 days ago Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 1 week ago Senior Managing Counsel – Head of Legal Ireland Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland 3 days ago Dublin, County Dublin, Ireland 5 days ago Dublin, County Dublin, Ireland 3 days ago Dublin, County Dublin, Ireland 2 weeks ago Director of Product - Compliance Technology Dublin, County Dublin, Ireland 2 weeks ago District Manager - South/Southeast Ireland Head of Textiles Product Quality and Compliance Dublin, County Dublin, Ireland 4 weeks ago Dublin, County Dublin, Ireland 3 days ago Dublin, County Dublin, Ireland 3 days ago Maynooth, County Kildare, Ireland 2 weeks ago HEAD OF RISK – INFRASTRUCTURE / CAPITAL DELIVERY PROJECTS (DUBLIN) Dublin, County Dublin, Ireland 1 week ago Head of 1st Line Financial Risk & Liquidity Management Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland €50,000.00-€60,000.00 2 weeks ago Head of Financial Control - Corporate Services - Assistant Principal Dublin, County Dublin, Ireland 1 week ago Head of Financial Control (Assistant Principal) Dublin, County Dublin, Ireland 2 weeks ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr
A dynamic boutique corporate finance firm based in Limerick is seeking a highly driven Corporate Finance Manager to join its growing advisory team. This is an exciting opportunity for a qualified finance professional with strong transaction experience to step into a leadership role within a collaborative, entrepreneurial environment. The firm advises owner-managed and family-owned businesses across a range of industries, specialising in M&A, capital raising, financial restructuring, and strategic advisory for middle-market companies. Key Responsibilities Lead Transactions : Manage end-to-end execution of M&A, fundraising, and restructuring transactions. Financial Modelling & Valuation : Oversee the preparation of financial models, valuations, and investment analyses to support strategic decisions. Client Management : Act as a primary point of contact for clients, building lasting relationships and delivering insightful financial advice. Team Leadership : Supervise and mentor junior team members, ensuring high-quality deliverables and professional development. Strategic Input : Contribute to business development initiatives, pitch preparation, and industry research to identify new opportunities. Qualifications and Experience Education : Bachelor’s degree in Finance, Accounting, Economics, or related field. Professional qualification (ACA, ACCA, CFA, or equivalent) required. Experience : Minimum of 5 years’ experience in corporate finance, transaction services, or investment banking. Strong background in deal execution is essential. Skills : Advanced financial modelling and analytical skills. Excellent communication and presentation abilities. Proven capability to manage multiple projects and deadlines. Proficient in Excel, PowerPoint, and relevant financial software. Personal Attributes : Commercially astute, highly motivated, and keen to grow within a fast-paced, deal-focused environment. Why Join Us? This role offers direct exposure to senior clients, meaningful responsibility from day one, and the opportunity to shape the future of a rapidly growing advisory firm. You’ll work in a close-knit team with an open culture, where your impact is both valued and visible. #J-18808-Ljbffr
Get AI-powered advice on this job and more exclusive features. Direct message the job poster from Phoenix - Your Professional Search Partner Senior Principal - Asset Management and Investment Funds Our client a boutique asset manager has a new requirement for a Senior Risk Analyst to join their expanding team. The successful candidate will work closely with the Head of Risk and the Designated Person PCF39C for Fund Risk Management. Responsibilities: Ensure funds are managed in line with the firm’s risk management framework, risk appetite, fund documentation, regulatory limits, AIFMD, Central Bank regulations, and other applicable guidance. Monitor and manage the risk profile of funds, ensuring compliance with risk appetite and Risk Management Policies (RMPs). Prepare quarterly board reports on investment risk oversight. Review investment breaches, assess incident reports, and escalate material issues to the board as appropriate. Collaborate with Investment Managers, Administrators, and Depositaries to resolve risk issues and escalate concerns where required. Oversee liquidity risk monitoring, stress testing, and ensure ongoing liquidity remains within agreed tolerances. Support Designated Persons (DPs) with delegate oversight responsibilities. Conduct risk assessments for new fund launches and structural changes. Requirement: Strong experience in a risk management role within the asset or fund management industry. Familiarity with alternative investments a distinct advantage. In-depth knowledge of CBI regulations (including CP86), AIFMD, and ESMA guidelines. Skilled in risk analysis, stress testing, and liquidity monitoring. Excellent communication, analytical, and problem-solving abilities. Ability to escalate and manage material risk issues effectively. For a confidential discussion on this role, please get in contact via email rory@phoenixsearch.com Seniority level Seniority level Mid-Senior level Employment type Employment type Full-time Job function Job function Finance and Consulting Industries Investment Management, Business Consulting and Services, and Financial Services Referrals increase your chances of interviewing at Phoenix - Your Professional Search Partner by 2x Sign in to set job alerts for “Risk Analyst” roles. Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 5 days ago Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 2 days ago Dublin, County Dublin, Ireland €90,000.00-€110,000.00 2 weeks ago Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland 2 days ago Dublin, County Dublin, Ireland 4 weeks ago Senior Risk Analyst | Aircraft Leasing | Dublin Dublin, County Dublin, Ireland 6 days ago Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland 5 days ago Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland 5 days ago Dublin, County Dublin, Ireland 1 month ago Performance Analyst - Investment Manager Dublin, County Dublin, Ireland 2 days ago Dublin, County Dublin, Ireland 18 hours ago Dublin, County Dublin, Ireland 2 days ago Compliance & Risk Manager, AIFM (4 or 5 days) exclusive role Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 6 days ago Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland 4 days ago Dublin, County Dublin, Ireland 1 week ago Investment Business Analyst - 18 Month FTC Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 1 week ago Operational Risk & Business Continuity Manager Dublin, County Dublin, Ireland 6 days ago Dublin, County Dublin, Ireland 2 weeks ago Lead Technology Risk Analyst - Tech Risk & Control Lifecycle-R-249134 Dublin, County Dublin, Ireland 1 week ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr
5 days ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Direct message the job poster from Phoenix - Your Professional Search Partner The Firm: A leading global advisory firm is seeking to appoint a Tax Equity Partner to join its expanding international team. Our client has experienced rapid growth and now employs over 1,000 professionals across more than 10 countries. With core services spanning financial and strategic advisory, the firm is dedicated to continued global expansion through a combination of organic office openings and strategic acquisitions. About the Role This is a rare opportunity for a senior tax leader to join a fast-growing, entrepreneurial firm at an equity level. The Tax Partner will play a central role in shaping the direction of the global tax practice, delivering high-impact advice on complex tax matters, and driving both client and practice growth across key markets. The successful candidate will bring deep technical expertise, leadership capability, and commercial acumen to a role with significant influence and autonomy. Key Responsibilities Lead on high-value, multi-jurisdictional tax advisory projects across sectors. Advise clients on complex tax planning, structuring, and transactions. Develop and mentor a high-performing tax team across multiple geographies. Collaborate with global restructuring, deals, and legal teams to provide integrated client solutions. Cultivate long-term client relationships and act as a trusted advisor at board and C-suite level. Shape and execute the strategic vision for the global tax function. Identify and convert new business opportunities across key markets. Contribute to the broader growth and direction of the firm as a key member of the global partnership team. Candidate Requirements Minimum of 12 years’ experience in Irish tax advisory, with strong cross-border and/or transactional expertise. Professional qualifications such as CTA, ACA, or equivalent are essential. Proven experience operating at or near Partner level within a major professional services or advisory firm. Strong leadership and team-building capabilities, ideally with international exposure. Commercially driven with a track record of winning and developing client relationships. Excellent interpersonal and communication skills, with the gravitas to influence at senior levels. Seniority level Seniority level Executive Employment type Employment type Full-time Job function Job function Accounting/Auditing and Business Development Industries Professional Services, Business Consulting and Services, and Accounting Referrals increase your chances of interviewing at Phoenix - Your Professional Search Partner by 2x Get notified about new Tax Specialist jobs in Dublin, County Dublin, Ireland . Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland 3 months ago Dublin, County Dublin, Ireland 2 weeks ago Dublin 2, County Dublin, Ireland 5 days ago Graduate Trainee or Part-Qualified Accountant Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland 1 month ago Dublin 2, County Dublin, Ireland 5 days ago Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 3 months ago Dublin, County Dublin, Ireland 3 days ago Dublin, County Dublin, Ireland 6 hours ago Dublin, County Dublin, Ireland 6 days ago Dublin, County Dublin, Ireland 5 hours ago Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland 6 days ago Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 2 weeks ago Finance Associate - Indirect Tax Compliance Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 9 hours ago Dublin, County Dublin, Ireland 2 months ago Dublin, County Dublin, Ireland 5 days ago Dublin, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 2 weeks ago Tax - Indirect Tax - Assistant Manager and Manager Dublin 2, County Dublin, Ireland 1 week ago Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland 5 days ago Dublin, County Dublin, Ireland 2 months ago Dublin 2, County Dublin, Ireland 1 day ago Dublin, County Dublin, Ireland 2 days ago Dublin, County Dublin, Ireland 2 weeks ago Dublin, County Dublin, Ireland 8 hours ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr
